What is SARA Title III?
In 1980, the U.S. enacted a federal law called the Comprehensive Environmental Response, Compensation, and
Liability Act or CERCLA to facilitate the cleaning-up of sites contaminated by hazardous chemicals. Enforced
by the Environmental Protection Agency (EPA), this law is also commonly known as Superfund. The name Superfund
is derived from the special trust fund CERCLA instituted to pay for the clean-up of sites when the responsible
party is no longer identifiable.
In 1986, the U.S. made significant changes and additions to Superfund with the passage of the Superfund Amendments and
Reauthorization Act or SARA. The law was a direct response to the 1984 chemical disaster in Bhopal, India where methyl isocyanate gas leaked from a tank and killed approximately 3800 people and injured thousands more.
One of the biggest changes instituted under SARA was the passage of the Emergency Planning and
Community Right-To- Know Act or EPCRA. A separate law unto itself, it is commonly
known as SARA Title III and it sets requirements for state and local emergency planning
around hazardous chemicals, the right of the public to access information on chemical hazards in their community, and
the reporting responsibilities for facilities that use, store, and/or release hazardous chemicals.
SARA Title III has four provisions:
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Emergency Planning (Sections 301-303)
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Emergency Release Notification (Section 304)
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Hazardous Chemical Storage Reporting Requirements (Section 311-312)
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Toxic Chemical Release Inventory (Section 313)
Steep Costs of SARA Violations
Sections 325 and 326 of SARA Title III outline penalties for non-compliance and give citizens the right
to sue facilities that fail to meet their obligations. Penalties include:
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Fines Up to $10,000 to $82,500 Per Violation/Per Day
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Criminal Penalties of Up to $50,000 or Five Years in Prison
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Facility Closures
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Negative Press and Damage to Corporate Image
*You Should Know: EPCRA requires the owner, operator or person in charge of a facility to immediately
notify proper authorities as soon as they have “knowledge” of a reportable release. By knowledge, the
EPA means actual knowledge or knowledge that could have been known if due diligence had been exercised.
In other words, poor planning or unnecessary reporting delays are not viable defenses against this
responsibility.
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SARA Title III By Section
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SARA Title III To-Do List
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Key SARA Terms
SARA Title III or EPCRA has four main components, as listed below. Any facility with responsibilities under one
section will likely have additional responsibilities under another section, so read carefully.
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Emergency Planning (Sections 301-303)
Section 301
Mandates the establishment of State Emergency Response Commissions (SERCs) and
Local Emergency Planning Committees (LEPCs). SERCs and LPECs are tasked with
carrying out the work of SARA Title III on the state and local level.
Section 302
Sets a one-time reporting requirement for facilities with Extremely Hazardous
Substances (EHS) in excess of the Threshold Planning Quantity (TPQ).
EHSs and their TPQ’s can be found on the EPA’s List of Lists.
Section 303
Requires LPEC’s to create regional emergency response plans based working with information from facilities covered
under Section 302. Facilities are required to provide LPECs with the name of the facility emergency coordinator
and any necessary information the LEPC needs to develop such plans.
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Emergency Release Notification (Section 304)
Section 304
In the event of an accidental chemical release that exceeds minimal Reportable Quantity (RQ), Section 304 compels
facilities to notify SERCs, LPECs and fire departments for all affected region as well as the National Response Center.
A written follow-up is also required.
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Hazardous Chemical Storage Reporting Requirements, a.k.a. Community Right-to-Know (Sections 311-312)
Section 311
Requires facilities with hazardous chemicals in quantities above certain thresholds (for which they are obligated
by OSHA to maintain MSDSs) to provide copies of the MSDSs for those chemicals to the SERC, LEPC and local fire
department. In lieu of MSDSs, facilities may instead provide a list of their chemicals grouped by hazard
categories. Section 311 is a one-time reporting obligation (or whenever there is significant new information).
Section 312
Companies with chemicals in sufficient quantities to trigger obligations under Section 311 must also submit an
annual emergency and hazardous chemical inventory form to the SERC, LEPC and local fire department. The
required form is usually either a Tier I or Tier II form,
with Tier II forms being the most common type. Learn more about Tier II forms.
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Toxic Chemical Release Inventory (Section 313)
Section 313
Requires facilities with 10 or more employees that use certain toxic chemicals in quantities above threshold
levels to report annually on the use, release and disposal of those chemicals on Form R.
Information collected from all facilities on Form R is compiled into the Toxics Release Inventory or TRI. Chemicals
that trigger TRI reporting can be found on the EPA’s List of Lists.
The preceding is a thumbnail sketch of SARA Title III and the obligations facilities that use hazardous chemicals have under
the regulation. Be sure to visit the EPA’s website for the most up-to-date information on EPCRA and other environmental considerations.
Facilities with obligations under SARA Title III must work to ensure compliance. The following to do list is meant to be
instructive, not exhaustive. Make sure you understand your specific obligations based upon the type and quantities of
hazardous chemicals at your facility as well as the specific requirements laid out by your SERC and LEPC.
Chemical Inventory The first step to compliance is an accurate and up-to-date
MSDS library. A properly maintained MSDS library can be used to quickly create a chemical inventory. Furthermore, a
good electronic solution can quickly print out a list of workplace chemicals, track the location and quantities of
onsite chemicals, and cross reference chemicals against the EPA’s lists and threshold reporting quantities.
Section 301 Get acquainted with your SERC, LEPC and local fire department and
their specific requirements and processes. Consider getting involved with your LEPC and taking a leadership position.
Section 302 Notify SERC, LEPC and local fire department of the presence of an
Extremely Hazardous Substance at any one time it meets the applicable TPQ. Due: Within 60 days after EHS acquisition.
Section 303 Provide LEPC with pertinent information it needs to create a chemical
emergency plan for your facility. When creating a hazardous chemical emergency plan for your facility, consider too the
potential effects of a chemical emergency on the greater community and steps you can take to mitigate harm.
Section 304 Notify SERC, LEPC and local fire departments ASAP in the event of
an accidental chemical release that exceeds EPCRA Reporting Quantities. Due: Immediately upon each occurrence. Written
follow-up required.
Section 311 Provide MSDSs to SERC, LEPC, and local fire departments for those
chemicals present in facility in reportable quantities. Due: Within 90 days after chemical acquisition or significant
change in information.
Section 312 Submit Tier II Form (or potentially Tier I) to SERC, LEPC and local
fire department on an annual basis. Each state has its own procedures and requirements (see below) which may include
mandatory electronic filing of some forms. Due: March 1.
Section 313 Submit Toxics Release Inventory (Form R) to EPA & SERC on an annual
basis for inclusion in TRI Database. Due: July 1.
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CERCLA Comprehensive Environmental Response, Compensation, and Liability Act
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EHS Extremely Hazardous Substances: Short List of Extremely Hazardous Chemicals
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EPCRA Emergency Planning and Community Right-To- Know Act (SARA Title III)
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Form R Toxics Release Inventory (TRI) Form
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LEPC Local Emergency Planning Committee
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List of Lists EPA’s Aggregated List of Hazardous Chemicals and their TPQ’s and RQ’s
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MSDS Material Safety Data Sheet
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RQ Reportable Quantity: Amount of a Substance that Triggers Reporting Obligations for Facilities
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SARA Superfund Amendments and Reauthorization Act
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SARA Title III Section of SARA that Outlines Emergency Planning and Reporting Obligations for Facilities
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SERC State Emergency Response Commission
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TPQ Threshold Planning Quantity: Amount of a Substance that Triggers Reporting Obligations for Facilities
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Tier II Hazardous Chemical Inventory Form
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TRI Toxics Release Inventory From